Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Uhen is a financial advisor with over 14 years of experience in the industry. Stephen is currently registered with Franklin Distributors, LLC. Prior to his current role, Stephen worked at Franklin Templeton Financial Services Corp., FS Investment Solutions, LLC, and Zacks & Company. Stephen holds the Series 6, 7, 63 and 65 licenses, as well as the SIE designation. Stephen is registered in 53 states and is currently active in the Broker-Dealer (BC) scope and inactive in the Investment Advisor (IA) scope.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
07/07/2021 - Present
Franklin Distributors, LLC (BALTIMORE MD)
CA
05/28/2020 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
PA
09/08/2014 - 01/25/2019
FS INVESTMENT SOLUTIONS, LLC (PHILADELPHIA PA)
IL
05/29/2009 - 09/10/2014
ZACKS & COMPANY (CHICAGO IL)
BC
Issued 08/14/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/28/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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