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Stephen Daniel Poulos

Headinvest

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About Stephen Daniel Poulos

Stephen Daniel Poulos is an Investment Advisor Representative with Headinvest based in Portland, Maine. Stephen has been in the industry since June 1995, with experience at both Legg Mason Wood Walker, Incorporated and H.M. Payson & Co. Stephen holds Series 2, 63, and 7 licenses as well as passing the Uniform Investment Adviser Law Examination (Series 65). He is an experienced advisor who specializes in the areas of financial planning, selection of other advisors, and portfolio management for individuals and businesses.

Firm Information

Stephen Poulos is currently registered with Headinvest. Headinvest, based in Portland, ME, is an investment advisor with over $897 million in regulatory assets under management. They provide a range of advisory services, including financial planning, selection of other advisors, and portfolio management for individuals, businesses, and investment companies. They serve a variety of client types, including high-net-worth individuals, charitable organizations, corporations, and pension plans.
Headinvest

7 CUSTOM HOUSE ST

PORTLAND, ME 04101-4194

$897.64M

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Poulos’s Registration & Firm History

ME

10/22/2010 - Present

Headinvest (PORTLAND ME)

MD

10/04/1995 - 11/15/1995

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

ME

06/09/1995 - 10/16/1995

H. M. PAYSON & CO. (PORTLAND ME)

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Licenses & Designations

IA

Issued 10/18/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/06/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/1995

Series 7 - General Securities Representative Examination

BC

Issued 01/15/1992

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Stephen Daniel Poulos.
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