Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Pedrin is a financial advisor with Farmers Financial Solutions, LLC. Stephen is registered with FINRA and the state of California and has been in the industry since June 24, 2006. Stephen holds the Series 6, Series 7 and Series 63 securities licenses. Stephen has previous experience with Wells Fargo Funds Distributor, LLC, Wells Fargo Investments, LLC, MAM Securities, LLC, Funds Distributor, Inc., Montgomery Securities and Baraban Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/15/2015 - Present
Farmers Financial Solutions, LLC (PETALUMA CA)
NC
04/05/2005 - 06/20/2006
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
CA
08/08/2001 - 04/04/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
09/01/1999 - 01/19/2001
MAM SECURITIES, LLC (SAN FRANCISCO CA)
ME
07/31/1997 - 08/25/1999
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
CA
03/24/1997 - 07/31/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
CA
12/07/1995 - 02/20/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 06/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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