Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Mann is an investment advisor representative at Gallagher Fiduciary Advisors, LLC. Stephen has been working in the financial services industry since 1997 and is registered with FINRA and the state of Illinois. Stephen has earned several professional licenses and designations, including Series 7, Series 6, Series 63, Series 65, and Series 24. Stephen specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Stephen's previous experience includes roles at KESTRA INVESTMENT SERVICES, LLC, PRINCOR FINANCIAL SERVICES CORPORATION, and PARK AVENUE SECURITIES LLC. Stephen is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
04/18/2022 - Present
Gallagher Fiduciary Advisors, LLC (Rolling Meadows IL)
IL
03/30/2022 - 08/23/2024
TRIAD ADVISORS LLC (Rolling Meadows IL)
IL
05/20/2013 - 03/31/2022
KESTRA INVESTMENT SERVICES, LLC (Rolling Meadows IL)
IL
08/29/2003 - 03/07/2013
PRINCOR FINANCIAL SERVICES CORPORATION (LOMBARD IL)
NY
05/03/1999 - 08/18/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
10/13/1997 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 07/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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