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Stephen Daniel Kohut

Nuveen Securities, LLC

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About Stephen Daniel Kohut

Stephen Daniel Kohut is a financial advisor with Nuveen Securities, LLC. Stephen has been in the securities industry since March 24, 2009. Stephen holds Series 6, 7, and 63 licenses. He is registered to sell securities in 53 states. Stephen is a highly experienced financial advisor and is committed to providing his clients with the best possible service.

Firm Information

Stephen Kohut is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Kohut’s Registration & Firm History

MN

01/03/2017 - Present

Nuveen Securities, LLC (MINNEAPOLIS MN)

NY

02/29/2016 - 12/31/2016

TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)

NJ

12/26/2013 - 04/02/2015

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

NY

11/14/2007 - 07/15/2013

TOCQUEVILLE SECURITIES L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2013

Series 7 - General Securities Representative Examination

BC

Issued 11/13/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Daniel Kohut.
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