Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Daniel Harris is a registered representative with W&S Brokerage Services, Inc. located in Shelby, NC. Stephen has been working in the financial industry since 2011 and has a Series 6, Series 26, and Series 63 license. Stephen is also registered with the states of North Carolina, South Carolina, Texas, and Virginia. Stephen specializes in providing portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
05/08/2014 - Present
W&S Brokerage Services, Inc. (SHELBY NC)
NC
03/14/2011 - 01/18/2013
W&S BROKERAGE SERVICES, INC. (SHELBY NC)
BC
Issued 10/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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