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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Barrett is a financial advisor with over 50 years of experience in the industry. Stephen is a registered representative of Wainwright Investment Counsel LLC and WFS, LLC. Stephen also serves as a principal of Wainwright Capital Partners, LLC. Stephen holds Series 7, 24, 40, 63, and 65 securities licenses. Stephen specializes in providing financial advice to high-net-worth individuals, families, foundations, charitable organizations, and state or municipal government entities. Stephen is a registered investment advisor in Florida and Massachusetts. Stephen's primary practice focuses on portfolio management for individuals, families, businesses, investment companies, and pooled investment vehicles. Stephen also provides advisory and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bespoke advisory and consult, solicit fees
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Bespoke advisory and consulting services
1
2
MA
08/14/1999 - Present
Wainwright Investment Counsel LLC (BOSTON MA)
NY
02/28/1990 - 07/15/2003
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NA
12/08/1976 - 06/13/1989
ALEX. BROWN & SONS INCORPORATED
NA
06/06/1966 - 01/20/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 2/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 4/7/1977
Series 40 - Registered Principal Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/17/1983
Series 41 - NYSE Allied Member Examination
BC
Issued 10/4/1978
PC - AMEX Put and Call Exam
BC
Issued 6/3/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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