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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Dalton Barrett is an investment advisor representative with Wainwright Investment Counsel LLC. Stephen is a principal of Wainwright Capital Partners, LLC, a commodity pool operator and member of the National Futures Association. Stephen Dalton Barrett is a principal of Wainwright Capital Partners, LLC solely due to Stephen’s ownership in Wainwright. Stephen has been in the industry since February 19, 1967. Stephen has been registered with Wainwright Investment Counsel LLC since June 2005. Stephen Dalton Barrett is also registered with WFS, LLC. Stephen Dalton Barrett has passed the Series 63, 65, 24, 40, 7TO, SIE, 41, PC, and 1 exams. Stephen Dalton Barrett has a specialization in Portfolio Management for Individuals and others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bespoke advisory and consult, solicit fees
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Bespoke advisory and consulting services
1
2
MA
08/14/1999 - Present
Wainwright Investment Counsel LLC (BOSTON MA)
NY
02/28/1990 - 07/15/2003
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NA
12/08/1976 - 06/13/1989
ALEX. BROWN & SONS INCORPORATED
NA
06/06/1966 - 01/20/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 02/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/07/1977
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 41 - NYSE Allied Member Examination
BC
Issued 10/04/1978
PC - AMEX Put and Call Exam
BC
Issued 06/03/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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