Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Wheeler is a registered representative with Tp Icap Global Markets Americas Llc. Stephen has been in the securities industry since June 15, 2007. Stephen has passed the Series 3, 4, 7, 24, 55, 57TO, and 63 exams. Stephen is registered in New York. Stephen has previously been employed by Tullett Prebon Financial Services LLC, BGC Financial, L.P., FGC Securities, LLC, C & CO/Princeridge LLC, Cohen & Company Capital Markets, LLC, Cohen & Company Securities, LLC, Phoenix Derivatives Group, LLC, New Castle Financial Services LLC, Deutsche Bank Securities Inc. and The Griswold Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/12/2019 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
09/05/2017 - 08/06/2019
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
11/26/2012 - 09/01/2017
FGC SECURITIES, LLC (NEW YORK NY)
NY
02/24/2012 - 01/04/2013
C & CO/PRINCERIDGE LLC (NEW YORK NY)
NY
09/16/2010 - 02/17/2012
COHEN & COMPANY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/19/2010 - 03/09/2011
COHEN & COMPANY SECURITIES, LLC (NEW YORK NY)
NY
03/02/2009 - 10/13/2009
PHOENIX DERIVATIVES GROUP, LLC (NEW YORK NY)
NY
04/08/2008 - 06/24/2008
NEW CASTLE FINANCIAL SERVICES LLC (MELVILLE NY)
NY
08/06/2004 - 04/24/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/06/2001 - 10/05/2001
THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)
BC
Issued 02/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2011
Series 24 - General Securities Principal Examination
BC
Issued 08/03/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2016
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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