Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen D. Garrett is a financial professional with over 20 years of experience in the industry. Stephen is currently registered with J.p. Morgan Securities LLC and has a long history of working with a variety of clients including corporations and individuals. Stephen has an active securities license and a current Series 6, 7, 9, 10, 63, and 66 license. Stephen has been registered with J.p. Morgan Securities LLC since 2018. Stephen is also an Investment Advisor Representative. Stephen has previously held licenses with NYLIFE SECURITIES INC. and BANC ONE SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MI
07/09/2018 - Present
J.p. Morgan Securities LLC (Detroit MI)
IL
02/18/1999 - 01/15/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
06/01/1995 - 11/10/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 07/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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