Unclaimed
Stephen Chipman is a financial advisor with Osaic Wealth, Inc. based in Livermore, CA. Stephen has been in the financial industry since October 17, 2020 and has a strong understanding of the financial markets. Stephen is dedicated to providing clients with personalized financial advice to help them achieve their goals. Stephen holds Series 66, Series 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (LIVERMORE CA)
CA
02/14/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LIVERMORE CA)
CA
02/08/2021 - 01/27/2023
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
AZ
06/15/2020 - 10/16/2020
THRIVENT INVESTMENT MANAGEMENT INC. (Scottsdale AZ)
BOTH
Issued 08/07/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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