Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen D. Bernhardt is a financial advisor with over 20 years of experience in the industry. Stephen is currently registered with J.p. Morgan Institutional Investments Inc. and has previously held positions at Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc. Stephen holds FINRA Series 7, Series 63, and Series 65 licenses. Stephen is licensed in Indiana, Michigan and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/12/2012 - Present
J.p. Morgan Institutional Investments Inc. (CHICAGO IL)
OH
03/04/2011 - 07/05/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MIAMISBURG OH)
OH
01/01/2008 - 03/04/2011
WELLS FARGO ADVISORS, LLC (DAYTON OH)
OH
08/09/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DAYTON OH)
IA
Issued 12/17/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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