Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Cutler Arnold is an active investment advisor representative (IAR) with Kestra Advisory Services, LLC. Stephen Arnold has been in the financial services industry since January 29, 1984 and currently holds a Series 65 and Series 63 registration, as well as a Series 3, 7, and SIE registration. Stephen Arnold is currently registered with Kestra Advisory Services, LLC in California, Arizona, and Washington. Stephen Arnold is also a registered representative for Kestra Investment Services, LLC in California. Stephen Arnold specializes in providing financial planning, pension consulting, and portfolio management for businesses and individuals. Stephen Arnold also provides selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/03/2023 - Present
Kestra Advisory Services, LLC (Palm Desert CA)
CA
09/01/2023 - 10/08/2023
OSAIC WEALTH, INC. (NEWBURY PARK CA)
CA
01/03/2013 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (NEWBURY PARK CA)
CA
12/11/2008 - 01/03/2013
INDEPENDENT FINANCIAL GROUP, LLC (CAMARILLO CA)
CA
06/11/2008 - 12/11/2008
EPLANNING SECURITIES, INC. (CAMARILLO CA)
CA
07/12/2007 - 06/11/2008
MORGAN PEABODY, INC. (SHERMAN OAKS CA)
CA
10/23/2002 - 07/12/2007
BROOKSTREET SECURITIES CORPORATION (CAMARILLO CA)
CA
09/28/2001 - 01/21/2003
CALIFORNIA FINANCIAL NETWORK, INC. (BAKERSFIELD CA)
CA
06/08/1995 - 08/23/2001
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
MA
07/10/1991 - 04/13/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/10/1991 - 04/13/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
04/20/1988 - 05/08/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/15/1988 - 05/05/1988
SHEARSON LEHMAN HUTTON INC.
NA
04/02/1984 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
08/29/1983 - 03/30/1984
PAINE, WEBBER, JACKSON & CURTIS INC.
IA
Issued 09/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1983
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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