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Stephen Curtis Lawler

Cetera Investment Advisers LLC

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About Stephen Curtis Lawler

Stephen Lawler has been in the financial industry since October 1983. Stephen Lawler is currently registered with Cetera Investment Advisers LLC and is located in Dunlap, Illinois. Stephen Lawler is also licensed in the state of Illinois and Texas.

Firm Information

Stephen Lawler is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

12821 N GEORGETOWNE RD

DUNLAP, IL 61525

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Lawler’s Registration & Firm History

IL

11/12/2020 - Present

Cetera Investment Advisers LLC (DUNLAP IL)

IL

03/30/2015 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (PEORIA IL)

IL

08/24/1989 - 03/31/2015

INVESTACORP, INC. (PEORIA IL)

NA

12/23/1988 - 09/13/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

04/12/1984 - 01/11/1989

FSC SECURITIES CORPORATION

NA

10/10/1983 - 10/15/1984

HOME LIFE EQUITY SALES CORP.

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Licenses & Designations

BC

Issued 4/27/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/15/1986

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/16/1984

Series 7 - General Securities Representative Examination

BC

Issued 12/21/1983

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/7/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Stephen Curtis Lawler. Review regulatory record here.
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