Unclaimed
Stephen Curt Johnson is an Investment Advisor Representative with Cetera Investment Advisers LLC in Woodbridge, NJ. Stephen Johnson has been working in the financial industry since June 13, 2000. Cetera Investment Advisers LLC is an investment advisor that provides a range of financial services, including financial planning, portfolio management, and retirement planning. Stephen Johnson is registered with FINRA and the state of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/21/2014 - Present
Cetera Investment Advisers LLC (WOODBRIDGE NJ)
NJ
02/26/2001 - 04/23/2007
PRUCO SECURITIES, LLC. (PRINCETON NJ)
NY
05/15/2000 - 01/26/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 6/2/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/25/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 5/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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