Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Wilson is a financial advisor with over 30 years of experience in the industry. Stephen currently works as a Registered Representative at Raymond James Financial Services Advisors, Inc. in Odessa, TX. Previously, Stephen worked for Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dean Witter Reynolds Inc., First Financial Securities of America, Inc., and North American Management, Inc. Stephen has a diverse set of credentials, including the Series 3, 6, 7, 10, 26, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
05/01/2009 - Present
Raymond James Financial Services Advisors, Inc. (ODESSA TX)
TX
08/25/1998 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (MIDLAND TX)
NY
07/07/1994 - 08/25/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/07/1994 - 07/19/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
TX
01/01/1990 - 01/29/1994
FIRST FINANCIAL SECURITIES OF AMERICA, INC. (HOUSTON TX)
SD
02/04/1989 - 01/02/1990
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
NA
10/03/1983 - 02/11/1989
FIRST AMERICAN NATIONAL SECURITIES, INC.
IA
Issued 12/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/23/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/15/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/29/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/28/1994
Series 3 - National Commodity Futures Examination
BC
Issued 3/17/1994
Series 7 - General Securities Representative Examination
BC
Issued 9/30/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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