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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Craig Williams is a financial advisor at Cetera Investment Advisers LLC. Stephen has been in the industry since 1999 and has experience in financial planning, pension consulting, educational seminars, and selection of other advisors. Stephen is registered with FINRA and the state of California. Stephen also works as a partner at GYL Decauwer LLP, an accounting firm. Stephen has worked at several firms including First Allied Securities, Inc. and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/12/2020 - Present
Cetera Investment Advisers LLC (ONTARIO CA)
CA
10/13/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ONTARIO CA)
CA
03/10/1999 - 10/15/2015
AXA ADVISORS, LLC (ONTARIO CA)
NY
03/10/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 5/24/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/2/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/8/2000
Series 7 - General Securities Representative Examination
BC
Issued 3/9/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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