Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Tardio is a registered representative of Dresner Investment Services, Inc. Stephen has been in the securities industry since December 20, 2009. Stephen is licensed in Illinois. Stephen Tardio has passed the following exams: Series 63, Series 24, Series 82TO, Series 79TO, Series 99TO, SIE, Series 7. Stephen was previously registered with EDGEPOINT CAPITAL ADVISORS LLC and HT CAPITAL SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/05/2023 - Present
Dresner Investment Services, Inc. (CHICAGO IL)
OH
05/13/2019 - 03/30/2023
EDGEPOINT CAPITAL ADVISORS LLC (BEACHWOOD OH)
NY
09/03/2009 - 02/28/2019
HT CAPITAL SECURITIES, LLC (NEW YORK NY)
BC
Issued 06/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2009
Series 24 - General Securities Principal Examination
BC
Issued 05/05/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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