Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Craig Stern is a financial advisor with Siebert Williams Shank & CO., LLC and has over 40 years of experience in the financial industry. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, 7, 52, 53, and 63 licenses. Stephen is also registered with the state of New York and 12 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/24/2008 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
03/22/1984 - 06/19/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
08/08/1980 - 03/16/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
07/25/1979 - 06/12/1981
HANAUER, STERN & CO.
BC
Issued 04/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1985
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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