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Stephen Craig Pechloff

Peak6 Capital Management LLC

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About Stephen Craig Pechloff

Stephen Pechloff is a registered representative of Peak6 Capital Management LLC. Stephen has been in the industry for over 14 years. Stephen has a Series 44, Series 56, SIE, and Series 57TO. Stephen's current office is located in Chicago, Illinois. Stephen has held previous registrations with PEAK6 PERFORMANCE MANAGEMENT LLC. Stephen has experience working with individual clients.

Firm Information

Stephen Pechloff is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Pechloff’s Registration & Firm History

IL

07/07/2014 - Present

Peak6 Capital Management LLC (Chicago IL)

IL

01/25/2011 - 06/30/2014

PEAK6 PERFORMANCE MANAGEMENT LLC (CHICAGO IL)

IL

11/03/2006 - 09/02/2008

PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2011

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 11/02/2006

Series 44 - PCX Market Maker Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Stephen Craig Pechloff.
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