Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Craig Massengale is a financial advisor with over 20 years of experience in the industry. Stephen is currently registered with Cetera Investment Advisers LLC in Alabama. Stephen has held previous registrations with several other firms including First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., Legend Equities Corporation, Investors Capital Corp., VSR Financial Services, Inc., and Proequities, Inc. Stephen's areas of expertise include financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
BIRMINGHAM, AL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
06/29/2023 - Present
Cetera Investment Advisers LLC (BIRMINGHAM AL)
CA
01/26/2016 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
FL
01/26/2016 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
CA
01/26/2016 - 11/02/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
FL
01/26/2016 - 12/14/2016
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
MA
01/26/2016 - 11/09/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
KS
01/26/2016 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
AL
01/07/2013 - 11/19/2015
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
04/07/2003 - 12/13/2012
PROEQUITIES, INC. (BIRMINGHAM AL)
BOTH
Issued 9/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/9/2006
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/20/2006
Series 7 - General Securities Representative Examination
BC
Issued 4/4/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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