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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Cowan Whitman Jr. is a financial advisor with over 20 years of experience in the industry. Stephen is currently registered with Morgan Stanley, a firm that provides financial advisory services and has offices in Charleston, South Carolina. Stephen has previously worked at Brown Brothers Harriman & Co. in New York. Stephen is licensed in 14 states and has passed a variety of exams including the Series 66, Series 65, Series 63, Series 10, Series 9, SIE, and Series 7. Stephen is also a trustee of a trust in New Providence, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
SC
02/07/2014 - Present
Morgan Stanley (Charleston SC)
NY
10/01/2000 - 12/24/2008
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
BOTH
Issued 09/26/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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