Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Costa is an investment advisor representative with Raymond James Financial Services Advisors, Inc., a firm based in Saint Petersburg, FL. Stephen has been in the securities industry since May 2013. Stephen has a Series 6, Series 7, Series 63, Series 65, and SIE licenses. Stephen specializes in portfolio management for individuals, businesses, and pension consulting. Stephen previously worked at TD PRIVATE CLIENT WEALTH LLC, E*TRADE SECURITIES LLC, TD AMERITRADE, INC., LPL FINANCIAL LLC, FIDELITY BROKERAGE SERVICES LLC, and JOHN HANCOCK FUNDS, LLC. Stephen is registered with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
11/03/2023 - Present
Raymond James Financial Services Advisors, Inc. (Vero Beach FL)
FL
06/06/2023 - 10/30/2023
TD PRIVATE CLIENT WEALTH LLC (WEST PALM BEACH FL)
MA
04/30/2019 - 03/04/2022
E*TRADE SECURITIES LLC (Boston MA)
MA
09/15/2016 - 04/22/2019
TD AMERITRADE, INC. (BOSTON MA)
MA
06/02/2016 - 08/30/2016
LPL FINANCIAL LLC (BOSTON MA)
MA
08/11/2015 - 12/21/2015
FIDELITY BROKERAGE SERVICES LLC (BRAINTREE MA)
MA
10/02/2012 - 06/26/2015
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
IA
Issued 03/29/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/29/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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