Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Corwin is a financial professional with over 20 years of experience in the industry. Stephen is currently registered with Raymond James & Associates, Inc. in Saint Petersburg, FL. Stephen has previously worked with G&L PARTNERS, INC., G&L PARTNERS, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Stephen holds licenses for Series 4, 7, 9, 10, 24, 25, 55 and 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/12/2019 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
05/28/2004 - 09/09/2011
G&L PARTNERS, INC. (SEA CLIFF NY)
NY
10/01/2000 - 06/07/2004
G&L PARTNERS, LLC (NEW YORK NY)
NA
05/06/1994 - 06/10/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 12/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2022
Series 4 - Registered Options Principal Examination
BC
Issued 06/09/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/27/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/17/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/27/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/13/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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