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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Cooper Scott is a financial advisor with Raymond James & Associates, Inc. Stephen has been in the industry since January 11, 1993 and has experience with securities and investment banking. Stephen is licensed in Georgia and South Carolina and is a Series 7, Series 63, Series 53, and Series 79TO licensed professional. Stephen has also passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
04/02/2012 - Present
Raymond James & Associates, Inc. (ATLANTA GA)
GA
08/01/1997 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
GA
02/01/1996 - 08/01/1997
KNOX, WALL & COMPANY (ATLANTA GA)
NA
01/11/1993 - 01/30/1996
BANK SOUTH SECURITIES CORPORATION
BC
Issued 04/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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