Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Clive Petrie is a financial advisor who has been working in the financial services industry since February 1996. Stephen is currently registered with Navy Federal Investment Services, LLC. Stephen has held past registrations with CUNA Brokerage Services, Inc., M&T Securities, Inc., and Allfirst Brokerage Corporation. Stephen holds Series 6, 7, 63, and 66 licenses and the SIE exam. Stephen is registered in 27 states including Arizona, California, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Virginia, and Washington. Stephen is also a registered investment advisor representative in 8 states including District of Columbia, Florida, Maryland, Michigan, North Carolina, South Carolina, Virginia, and Washington. Stephen has a strong track record of providing financial advice to individuals and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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VA
04/19/2022 - Present
Navy Federal Investment Services, LLC (VIENNA VA)
MD
10/16/2003 - 07/03/2006
CUNA BROKERAGE SERVICES, INC. (CALIFORNIA MD)
MD
05/01/2003 - 10/07/2003
M&T SECURITIES, INC. (BALTIMORE MD)
MD
02/01/1996 - 05/01/2003
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
BOTH
Issued 01/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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