Unclaimed
Stephen Clay Holbrook is an investment advisor representative with Fifth Third Securities, Inc. Holbrook has been in the industry since December 28, 2003. Holbrook is a Certified Financial Planner and holds the Series 7 and Series 66 licenses. Holbrook is registered with the following states: Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Kentucky, Michigan, New York, North Carolina, Ohio, South Carolina, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
KY
06/11/2007 - Present
Fifth Third Securities, Inc. (LOUISVILLE KY)
FL
02/05/2003 - 09/09/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
BOTH
Issued 6/8/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/4/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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