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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lovell is a financial advisor with Realta Investment Advisors, Inc. Stephen has over 26 years of experience in the financial services industry. Stephen has a Series 7, Series 6, Series 24, Series 31, Series 6TO, Series 79TO and SIE. Stephen is also a Certified Financial Planner (CFP®) and a Chartered Financial Consultant (ChFC®). Stephen specializes in providing financial planning, investment management, and retirement planning services to individuals and families. Stephen has worked for a number of prominent financial institutions, including Lincoln Financial Advisors Corporation, LPL Financial LLC, and Kingswood Capital Partners, LLC. Stephen has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
11/22/2023 - Present
Realta Investment Advisors, Inc. (WILMINGTON DE)
CA
09/26/2022 - 10/17/2023
KINGSWOOD CAPITAL PARTNERS, LLC (SAN DIEGO CA)
CA
01/05/2019 - 09/09/2022
KALOS CAPITAL, INC. (Walnut Creek CA)
CA
03/31/2017 - 02/08/2019
INVESTACORP, INC. (WALNUT CREEK CA)
CA
10/21/2003 - 03/23/2017
LPL FINANCIAL LLC (WALNUT CREEK CA)
SC
10/28/2002 - 09/29/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IN
04/29/2002 - 10/31/2002
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
04/29/2002 - 10/31/2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MN
05/15/1997 - 04/10/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/15/1997 - 04/10/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MA
06/10/1991 - 11/27/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/10/1991 - 11/27/1991
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 05/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 08/19/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/01/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/07/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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