Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Clarke is a financial advisor with over 20 years of experience in the financial services industry. Stephen is currently registered with TD Securities (USA) LLC, and has previously worked at Cowen and Company, Morgan Joseph Triartisan LLC and CapitalKey Securities, LLC. Stephen is a licensed Series 7, Series 63 and Series 79TO registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/11/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
03/07/2024 - 04/11/2024
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
08/23/2016 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
NY
08/25/2004 - 08/23/2016
MORGAN JOSEPH TRIARTISAN LLC (NEW YORK NY)
NY
06/28/2001 - 08/24/2004
CAPITALKEY SECURITIES, LLC (NEW YORK NY)
BC
Issued 05/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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