Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Christopher Simmons is a financial advisor with over 15 years of experience in the industry. Stephen holds Series 7, 63, 65, and 24 licenses and is registered to provide investment advice in multiple states. Stephen works with individuals, families, businesses, and retirement plans. Stephen's previous affiliations include People's Securities, Inc., Chittenden Securities, LLC., and Pruco Securities, LLC. Stephen currently is associated with Equity Services, Inc. located in Montpelier, Vermont. Stephen also owns and operates a separate financial planning firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VT
01/16/2018 - Present
Equity Services, Inc. (BENNINGTON VT)
VT
09/25/2009 - 01/22/2018
PEOPLE'S SECURITIES, INC. (BENNINGTON VT)
VT
03/04/2005 - 10/30/2009
CHITTENDEN SECURITIES, LLC. (BENNINGTON VT)
NJ
05/19/2003 - 03/04/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 05/06/2008
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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