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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Saucier is a financial advisor with over 30 years of experience in the industry. Stephen has worked with Raymond James & Associates, Inc. since 2006, and has a broad range of experience in financial planning, portfolio management, and investment advisory services. Stephen has held various positions in the financial services industry, including roles at Citigroup Global Markets Inc., Lehman Brothers Inc., and Integrated Resources Equity Corporation. He has a deep understanding of the financial markets and is committed to providing his clients with personalized advice and guidance. Stephen is registered to provide investment advisory services in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/28/2014 - Present
Raymond James & Associates, Inc. (OCALA FL)
FL
07/31/1993 - 11/01/2006
CITIGROUP GLOBAL MARKETS INC. (OCALA FL)
NY
05/25/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/27/1981 - 08/26/1985
INTEGRATED RESOURCES EQUITY CORPORATION
NA
07/27/1981 - 02/10/1984
INTEGRATED RESOURCES EQUITY CORPORATION
NA
05/16/1983 - 06/27/1983
DEAN WITTER REYNOLDS INC.
IA
Issued 07/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/15/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 06/27/1988
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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