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Stephen Christopher Pompilio

Fidelity Brokerage Services LLC

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About Stephen Christopher Pompilio

Stephen Christopher Pompilio is a financial professional registered with Fidelity Brokerage Services LLC. Stephen Christopher Pompilio is licensed to provide securities advice and sell securities in 53 states and territories. Stephen Christopher Pompilio is a registered representative with FINRA. Stephen Christopher Pompilio is active in the broker-dealer space but is not currently registered as an Investment Advisor Representative.

Firm Information

Stephen Pompilio is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Pompilio’s Registration & Firm History

KY

02/06/2023 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 02/13/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/06/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Christopher Pompilio.
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