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Stephen Christopher Nitti

Northwestern Mutual Investment Services, LLC

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About Stephen Christopher Nitti

Stephen Christopher Nitti is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Stephen has been in the industry since 1985. Stephen is registered with the state of New Jersey and other states, including Arizona, California, Colorado, Connecticut, Delaware, Florida, Illinois, Kansas, Kentucky, Maryland, Massachusetts, Montana, Nevada, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, Texas, and Virginia. Stephen has a Series 7, Series 63, and Series 65 license. Stephen is also registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative. In addition to being a registered investment advisor representative, Stephen is also a licensed insurance agent.

Firm Information

Stephen Nitti is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Stephen Nitti’s Registration & Firm History

NJ

09/26/2007 - Present

Northwestern Mutual Investment Services, LLC (Florham Park NJ)

WI

04/20/1985 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 06/16/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/24/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stephen Christopher Nitti. Review regulatory record here.
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