Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Martin is a financial advisor with over 30 years of experience in the industry. Stephen has a Series 6, Series 63, and Series 65 licenses, and is registered with LPL Financial LLC. Stephen has provided advisory services to clients in a range of states and offers services in the areas of portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars. Stephen has a strong track record of success in helping clients achieve their financial goals, and is committed to providing personalized and professional service. Stephen is also a Certified Public Accountant (CPA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
04/13/2021 - Present
LPL Financial LLC (SWANSEA IL)
IL
08/17/1992 - 10/08/2019
ROYAL ALLIANCE ASSOCIATES, INC. (SWANSEA IL)
IA
Issued 09/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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