Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Christopher Hofmann is a financial professional with over 20 years of experience in the securities industry. Stephen is currently registered with TP Icap Global Markets Americas LLC, a broker-dealer firm. Prior to that, Stephen was with Tullett Prebon Financial Services LLC and Chapdelaine Tullett Prebon, LLC. Stephen holds the Series 52 (Municipal Securities Representative) and SIE (Securities Industry Essentials) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/01/2012 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
01/17/2001 - 06/01/2012
CHAPDELAINE TULLETT PREBON, LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2001
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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