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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Christopher Fountain is an investment advisor representative registered with Fidelity Personal and Workplace Advisors. Stephen has been in the financial services industry since April 23, 2019. Stephen has been registered with Fidelity Personal and Workplace Advisors since October 2022, and previously worked with NYLIFE Securities LLC. Stephen holds Series 6, 7, 63 and 66 licenses and the SIE exam, and is licensed in 52 states and the District of Columbia. Stephen is also a registered Investment Advisor Representative in New Hampshire and Texas. Stephen specializes in providing financial planning, portfolio management, and educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
06/12/2023 - Present
Fidelity Personal AND Workplace Advisors (MERRIMACK NH)
NH
10/05/2018 - 09/09/2022
NYLIFE SECURITIES LLC (MANCHESTER NH)
BOTH
Issued 04/28/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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