Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Christopher Fiacco is an experienced financial advisor with over 23 years of experience in the industry. Stephen is currently registered with Wells Fargo Advisors Financial Network, LLC and offers a wide range of services, including financial planning, portfolio management, and investment consulting. Stephen has a strong track record of success and is committed to providing his clients with personalized financial advice and guidance. Stephen is also active in the community and is a member of the local Rotary Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MT
07/19/2023 - Present
Wells Fargo Advisors Financial Network, LLC (BOZEMAN MT)
CO
05/18/2012 - 04/03/2023
JANUS HENDERSON DISTRIBUTORS US LLC (DENVER CO)
NY
11/18/2010 - 05/17/2012
COHEN & STEERS SECURITIES, LLC (NEW YORK NY)
MD
10/29/2004 - 08/31/2010
NYLIFE DISTRIBUTORS LLC (BEL AIR MD)
NJ
01/23/2004 - 09/10/2004
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NY
04/26/2000 - 01/05/2004
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
IA
Issued 07/18/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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