Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Doyle is a financial advisor with RBC Capital Markets, LLC. He is registered with the state of Minnesota and has been in the industry since 2001. Stephen has a broad range of experience and expertise, having previously worked with Wells Fargo Clearing Services, LLC, Ameriprise Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, MetLife Securities Inc., and BANC of America Investment Services, Inc. He holds multiple FINRA and state licenses, including Series 3, 6, 7, 9, 10, 63, and 66. Stephen is committed to providing comprehensive financial planning and investment management services to individuals, families, and businesses. He has a particular focus on public and private employee benefit plans, endowment funds, foundations, family trusts, and various capital and operating funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
03/20/2024 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
03/02/2020 - 03/19/2024
WELLS FARGO CLEARING SERVICES, LLC (MINNEAPOLIS MN)
MN
10/17/2018 - 12/31/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
11/09/2009 - 07/12/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MINNEAPOLIS MN)
RI
03/25/2009 - 11/03/2009
METLIFE SECURITIES INC. (WARWICK RI)
RI
02/03/2006 - 03/12/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
MA
03/08/2001 - 01/23/2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 06/17/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2016
Series 3 - National Commodity Futures Examination
BC
Issued 08/08/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/07/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Doyle is the right advisor for you? Invested Better is here to help.
