Unclaimed
Stephen Clifford has been in the financial services industry for over 22 years. Stephen has a long history of experience in the industry, having worked with several firms, including QA3 Financial Corp., Sunset Financial Services, Inc., and MTL Equity Products, Inc. Stephen is currently registered with Capital Synergy Partners. Stephen specializes in providing financial planning and portfolio management services to individuals and high-net-worth individuals. Stephen has a proven track record of success and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Csp receives third party referral, selection & monitoring fees
1
2
CA
06/22/2012 - Present
Capital Synergy Partners (IRVINE CA)
CA
04/02/2011 - 04/07/2011
CAPITAL SYNERGY PARTNERS (IRVINE CA)
AZ
02/29/2008 - 09/21/2009
QA3 FINANCIAL CORP. (SCOTTSDALE AZ)
AZ
09/18/2007 - 12/11/2007
QA3 FINANCIAL CORP. (SCOTTSDALE AZ)
AZ
09/27/2006 - 09/19/2007
SUNSET FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
AZ
01/04/2005 - 02/27/2006
MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)
NY
03/04/2004 - 12/17/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
12/02/2003 - 12/31/2003
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
08/15/2001 - 12/02/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
OH
11/20/2000 - 06/01/2001
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
NA
07/29/1992 - 05/19/1993
TRAVELERS EQUITIES SALES, INC.
NA
06/08/1987 - 08/27/1990
BMA FINANCIAL SERVICES, INC.
IA
Issued 06/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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