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Stephen Christopher Clifford

Capital Synergy Partners

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About Stephen Christopher Clifford

Stephen Clifford has been in the financial services industry for over 22 years. Stephen has a long history of experience in the industry, having worked with several firms, including QA3 Financial Corp., Sunset Financial Services, Inc., and MTL Equity Products, Inc. Stephen is currently registered with Capital Synergy Partners. Stephen specializes in providing financial planning and portfolio management services to individuals and high-net-worth individuals. Stephen has a proven track record of success and is committed to providing his clients with personalized financial advice.

Firm Information

Stephen Clifford is currently registered with Capital Synergy Partners. Capital Synergy Partners is a corporation formed in 1999 and registered with the SEC and in all 50 states. They provide financial planning and portfolio management services to individuals and high-net-worth individuals. They manage approximately $89.1 million in assets for 386 clients.

$89.11M

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Csp receives third party referral, selection & monitoring fees

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Stephen Clifford’s Registration & Firm History

CA

06/22/2012 - Present

Capital Synergy Partners (IRVINE CA)

CA

04/02/2011 - 04/07/2011

CAPITAL SYNERGY PARTNERS (IRVINE CA)

AZ

02/29/2008 - 09/21/2009

QA3 FINANCIAL CORP. (SCOTTSDALE AZ)

AZ

09/18/2007 - 12/11/2007

QA3 FINANCIAL CORP. (SCOTTSDALE AZ)

AZ

09/27/2006 - 09/19/2007

SUNSET FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)

AZ

01/04/2005 - 02/27/2006

MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)

NY

03/04/2004 - 12/17/2004

MONY SECURITIES CORPORATION (NEW YORK NY)

NY

12/02/2003 - 12/31/2003

MONY SECURITIES CORPORATION (NEW YORK NY)

NY

08/15/2001 - 12/02/2003

TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)

OH

11/20/2000 - 06/01/2001

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

NA

07/29/1992 - 05/19/1993

TRAVELERS EQUITIES SALES, INC.

NA

06/08/1987 - 08/27/1990

BMA FINANCIAL SERVICES, INC.

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Licenses & Designations

IA

Issued 06/16/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/06/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Christopher Clifford.
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