Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Charles Mathews is a financial advisor with over 23 years of experience in the industry. Stephen is currently registered with Osaic Wealth, Inc., where he has been working since September 2023. Stephen is also a registered investment advisor. Previously, he worked at Sagepoint Financial, Inc. and New England Securities. Stephen holds Series 6, 7, 24, 63, and 65 licenses. Stephen provides financial advice to individuals and businesses, focusing on areas such as financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
09/01/2023 - Present
Osaic Wealth, Inc. (DUBLIN OH)
OH
08/16/2013 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (DUBLIN OH)
OH
03/07/2000 - 08/20/2013
NEW ENGLAND SECURITIES (COLUMBUS OH)
NA
02/02/1989 - 08/28/1989
MESA SECURITIES CORPORATION
NA
09/22/1988 - 01/31/1989
F.D. ROBERTS SECURITIES, INC.
IA
Issued 10/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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