Unclaimed
Stephen Charles Kennedy is an active investment advisor registered with the Securities and Exchange Commission and is currently employed at Hornor, Townsend & Kent, LLC. Stephen has been in the industry since 1995 and has a strong track record of providing investment advice to individuals, corporations and charitable organizations. Stephen is also a registered representative with FINRA and has held various positions at different firms over the years. Stephen has a strong understanding of the investment markets and provides a variety of investment services, including financial planning, portfolio management and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
PA
05/10/2024 - Present
Hornor, Townsend & Kent, LLC (HORSHAM PA)
MN
11/25/2020 - 04/25/2024
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
03/18/2016 - 11/04/2020
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
TX
06/28/2013 - 02/16/2016
AIG CAPITAL SERVICES, INC. (HOUSTON TX)
TX
08/04/2004 - 06/28/2013
AMERICAN GENERAL EQUITY SERVICES CORPORATION (HOUSTON TX)
AZ
10/01/2002 - 06/21/2004
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
TX
09/28/1994 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BC
Issued 01/27/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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