Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kelly is a financial advisor with over 25 years of experience in the industry. He is currently registered with LPL Financial LLC and has held previous positions at Morgan Stanley, Citigroup Global Markets Inc., and other firms. Stephen Kelly specializes in providing financial planning, portfolio management, and other advisory services for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
12/21/2018 - Present
LPL Financial LLC (DUNEDIN FL)
FL
06/01/2009 - 02/03/2015
MORGAN STANLEY (PALM HARBOR FL)
FL
08/01/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PALM HARBOR FL)
FL
05/20/2005 - 08/14/2008
CITIGROUP GLOBAL MARKETS INC. (CLEARWATER FL)
NY
12/16/2004 - 11/17/2005
REFCO SECURITIES, LLC (NEW YORK NY)
TX
11/12/2003 - 11/11/2004
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
IL
08/21/2002 - 08/26/2003
TJM INVESTMENTS, LLC (CHICAGO IL)
TX
07/30/2001 - 08/08/2001
PROTRADER TRADING, L.L.C. (AUSTIN TX)
TX
04/04/2001 - 08/08/2001
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
IA
03/28/1998 - 03/27/2001
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
IL
05/27/1994 - 03/28/1998
ADM SECURITIES, INC. (CHICAGO IL)
IA
Issued 08/12/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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