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Stephen Charles Gribben

Wells Fargo Clearing Services, LLC

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About Stephen Charles Gribben

Stephen Charles Gribben has been in the financial services industry since December 17, 1984. Stephen is currently registered as a Registered Representative with Wells Fargo Clearing Services, LLC in New Jersey and Texas. Stephen has previously been registered with several other firms, including Citigroup Global Markets Inc., Lehman Brothers Inc., Dean Witter Reynolds Inc., Underhill Associates, Incorporated, First Montauk Securities Corp., J. T. Moran & Co., Inc., Homestead Securities, Inc., Marvest Securities, Inc., and Underhill Associates, Incorporated. Stephen has passed several exams including the Series 3, Series 7, Series 63 and Series 66. Stephen has a strong track record in the financial services industry and is dedicated to providing his clients with the best possible service.

Firm Information

Stephen Gribben is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Gribben’s Registration & Firm History

NJ

04/11/2017 - Present

Wells Fargo Clearing Services, LLC (BEDMINSTER NJ)

NJ

07/31/1993 - 06/13/2008

CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)

NY

06/28/1991 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

04/17/1989 - 06/19/1991

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

06/01/1988 - 03/09/1990

UNDERHILL ASSOCIATES, INCORPORATED

NA

05/20/1987 - 06/11/1987

FIRST MONTAUK SECURITIES CORP.

NA

02/05/1987 - 06/04/1987

J. T. MORAN & CO., INC.

NA

08/26/1985 - 02/09/1987

HOMESTEAD SECURITIES, INC.

NA

01/16/1985 - 09/04/1985

MARVEST SECURITIES, INC.

NA

12/21/1983 - 01/28/1985

UNDERHILL ASSOCIATES, INCORPORATED

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Licenses & Designations

BOTH

Issued 01/07/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/12/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/1991

Series 3 - National Commodity Futures Examination

BC

Issued 12/17/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Stephen Charles Gribben. Review regulatory record here.
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