Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Charles Frazer is an investment advisor representative with LPL Financial LLC. Stephen has been in the financial industry since 1996. Stephen works in the firm's Somerville, NJ office. Stephen has a total of 16 approved state registrations, 2 approved IA state registrations and 2 FINRA registrations. Stephen has held previous positions with Triad Advisors LLC, GWN Securities Inc., The Investment Center, Inc. and Mellon Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/29/2021 - Present
LPL Financial LLC (SOMERVILLE NJ)
NJ
08/16/2017 - 12/07/2021
TRIAD ADVISORS LLC (Somerville NJ)
NJ
11/14/2014 - 08/17/2017
GWN SECURITIES INC. (Somerville NJ)
NJ
01/30/2014 - 12/10/2014
THE INVESTMENT CENTER, INC. (WARREN NJ)
NJ
02/16/2005 - 02/07/2014
LPL FINANCIAL LLC (LEBANON NJ)
NJ
12/05/2001 - 10/06/2004
MELLON SECURITIES LLC (JERSEY CITY NJ)
IN
07/08/1996 - 12/05/2001
CONSECO SECURITIES, INC. (CARMEL IN)
BOTH
Issued 07/07/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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