Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Coggins is a financial advisor with Captrust in Wilmington, North Carolina. Stephen has been in the financial services industry since 1998. Stephen has a broad range of experience in the financial services industry. Stephen is a registered representative and investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
11/08/2022 - Present
Captrust (Wilmington NC)
NC
10/28/2016 - 10/28/2022
HIGHTOWER SECURITIES, LLC (Wilmington NC)
NC
07/23/2012 - 10/28/2016
CAPITAL INVESTMENT GROUP, INC. (WILMINGTON NC)
GA
01/03/2005 - 07/20/2012
TRIAD ADVISORS, INC. (ATLANTA GA)
MA
05/31/2001 - 12/31/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NC
12/07/1998 - 06/18/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 03/02/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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