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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Ciofalo is a financial advisor who has been working in the industry since 1982. Stephen is currently registered with LPL Financial LLC. Stephen has experience with a variety of financial products and services, including investment advisory services, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Stephen holds several licenses and certifications, including Series 6, 7, 22, 24, 63, and 65. Stephen is also a Certified Financial Planner. Prior to joining LPL Financial LLC, Stephen worked for Waddell & Reed. Stephen has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SD
07/21/2021 - Present
LPL Financial LLC (SIOUX FALLS SD)
SD
07/01/1982 - 07/21/2021
WADDELL & REED (SIOUX FALLS SD)
IA
Issued 05/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
BC
Issued 01/10/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/28/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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