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Stephen Charles Carluccio

MAD River Investors

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About Stephen Charles Carluccio

Stephen Charles Carluccio is an investment advisor representative with Mad River Investors, a firm based in Boston, Massachusetts. Stephen has been registered with the firm since February 2012 and has been working in the industry since January 2004. Stephen is a Series 65 licensed investment advisor representative who passed the exam in September 2007. Stephen is currently registered in Massachusetts. Stephen has a record of working with high-net-worth individuals, pooled investment vehicles, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth individuals. Stephen is also authorized to select other advisors and manage portfolios for individuals, businesses, and pooled investment vehicles. Stephen may engage in a small amount of outside legal work for former clients subject to approval of Mad River Investors.

Firm Information

Stephen Carluccio is currently registered with MAD River Investors. MAD River Investors, based in BOSTON, MA, is an investment advisor registered with the SEC. The firm primarily provides investment advisory services to individuals, corporations, pooled investment vehicles, and pension and profit sharing plans. They also offer portfolio management for businesses. MAD River Investors manages approximately $213,526,007 in regulatory assets under management.
MAD River Investors

84 STATE STREET, SUITE 1060

BOSTON, MA 02109

$213.53M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Stephen Carluccio’s Registration & Firm History

MA

09/13/2007 - Present

MAD River Investors (BEDFORD MA)

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Licenses & Designations

IA

Issued 09/06/2007

Series 65 - Uniform Investment Adviser Law Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Stephen Charles Carluccio.
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