Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Bene is a financial advisor with over 11 years of experience in the financial services industry. Stephen is registered to provide investment advice in a number of states. Stephen is currently employed by Prosperity Capital Advisors and has previously worked for MML INVESTORS SERVICES, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Stephen holds several industry licenses and certifications including the Series 66, Series 79, and Series 7. Stephen provides a wide range of financial advisory services including financial planning, portfolio management, and selection of other advisors. Stephen is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
11/09/2023 - Present
Prosperity Capital Advisors (Berkeley Heights NJ)
NJ
10/24/2014 - 02/25/2019
MML INVESTORS SERVICES, LLC (Warren NJ)
NJ
08/01/2011 - 09/15/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
BOTH
Issued 11/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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