Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Chapman Winslow is a financial advisor with over 10 years of experience in the industry. Stephen currently works with LPL Financial LLC, and has previously held positions at J.P. Morgan Securities LLC, Chase Investment Services Corp., LPL Financial Corporation, HSBC Securities (USA) Inc., and Ameriprise Financial Services, Inc. Stephen holds the Series 66, Series 7TO, and Series 7 licenses. Stephen works with individuals, high-net-worth individuals, pension and profit-sharing plans, corporations and other businesses, charitable organizations, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
10/18/2019 - Present
LPL Financial LLC (NORWICH VT)
NY
10/01/2012 - 10/12/2012
J.P. MORGAN SECURITIES LLC (SYRACUSE NY)
NY
10/08/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SYRACUSE NY)
NH
11/18/2008 - 10/01/2010
LPL FINANCIAL CORPORATION (LEBANON NH)
NY
06/30/2008 - 11/06/2008
HSBC SECURITIES (USA) INC. (DEWITT NY)
NY
03/23/2006 - 06/02/2008
CHASE INVESTMENT SERVICES CORP. (MANILUS NY)
MN
09/29/2005 - 03/23/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
09/29/2005 - 03/23/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/15/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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