Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Chad Estep is a registered investment advisor representative, who is currently registered with Corient. Stephen has been working in the financial industry for more than 20 years. Stephen has worked for many firms during this time, including E*TRADE Securities LLC, STIFEL NICOLAUS & CO., INC., CENTURY SECURITIES ASSOCIATES INC. and PowellJohnson. Stephen has a wide range of experience in the financial industry. Stephen has passed the Series 63, Series 65, Series 7, Series 14, Series 24, Series 27, Series 57TO and Series 99TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of assets under advisement
1
2
FL
08/09/2023 - Present
Corient (MIAMI FL)
NY
05/21/2015 - 05/24/2023
E*TRADE SECURITIES LLC (Purchase NY)
MO
04/20/2005 - 05/13/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
12/06/2005 - 04/07/2015
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
TN
12/20/2002 - 01/06/2005
POWELLJOHNSON (NASHVILLE TN)
MO
02/09/2001 - 08/23/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 06/09/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 11/28/2005
Series 14 - Compliance Officer Examination
BC
Issued 01/27/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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