Unclaimed
Stephen Scanlon is a financial advisor at Equitable Advisors, LLC, a firm with a strong focus on financial planning and investment management. With over two decades of experience in the industry, Stephen is dedicated to helping clients achieve their financial goals. Stephen's expertise includes a range of financial services, including portfolio management for individuals and businesses, financial planning, and pension consulting. Stephen holds a number of industry certifications, including the Series 6, 7, 9, 10, 26, 31, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/27/2019 - Present
Equitable Advisors, LLC (NEW YORK NY)
CA
06/23/2016 - 12/27/2016
MADISON AVENUE SECURITIES, LLC (SAN DIEGO CA)
TX
10/13/2009 - 04/22/2014
SANFORD C. BERNSTEIN & CO., LLC (DALLAS TX)
NY
09/19/2003 - 10/09/2009
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
MA
01/01/2002 - 09/12/2003
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
CT
06/19/1996 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
TX
08/31/1993 - 12/31/1994
LYNMARK FINANCIAL GROUP,INC. (IRVING TX)
TX
01/20/1993 - 08/17/1993
BRAZOS SECURITIES, INC. (DALLAS TX)
BC
Issued 05/14/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/05/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/13/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 05/06/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/18/1993
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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